Unclaimed
Mark Bavoso is a financial advisor registered with Morgan Stanley Distribution, Inc. with more than 30 years of experience in the financial industry. Mark is a Series 63 and Series 65 licensed advisor and holds Series 7 and SIE licenses. Mark is registered in 52 states and the District of Columbia. Currently, Mark's office is located in San Francisco. Mark joined Morgan Stanley in 2006. Prior to that, Mark was registered with MORGAN STANLEY DW INC. in Purchase, NY from 1991 to 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/12/2006 - Present
Morgan Stanley Distribution, Inc. (San Francisco CA)
NY
01/28/1991 - 10/10/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 01/09/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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