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Mark A Bavoso

Morgan Stanley Distribution, Inc.

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About Mark A Bavoso

Mark Bavoso is a financial advisor registered with Morgan Stanley Distribution, Inc. with more than 30 years of experience in the financial industry. Mark is a Series 63 and Series 65 licensed advisor and holds Series 7 and SIE licenses. Mark is registered in 52 states and the District of Columbia. Currently, Mark's office is located in San Francisco. Mark joined Morgan Stanley in 2006. Prior to that, Mark was registered with MORGAN STANLEY DW INC. in Purchase, NY from 1991 to 2006.

Firm Information

Mark Bavoso is currently registered with Morgan Stanley Distribution, Inc.. Morgan Stanley Distribution, Inc. is a Corporation formed in February 1992. The firm is registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Bavoso’s Registration & Firm History

CA

09/12/2006 - Present

Morgan Stanley Distribution, Inc. (San Francisco CA)

NY

01/28/1991 - 10/10/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 01/09/2007

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/03/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark A Bavoso. Review regulatory record here.
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