linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark A Bates

Wealthquest Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark A Bates

Mark A Bates is a financial advisor currently registered with Wealthquest Corp. in Cincinnati, OH. Mark has been in the financial services industry since 2002. Mark holds the following licenses: Series 6, 7, 63, and 66. Mark specializes in providing financial planning, portfolio management for individuals and businesses and pension consulting services. Mark is also a Certified Financial Planner. Mark is a registered investment advisor (IA) in Ohio and Texas. Mark was previously registered with Fifth Third Securities, Inc. in West Union, OH.

Firm Information

Mark Bates is currently registered with Wealthquest Corp.. Wealthquest Corp. is an investment advisor headquartered in CINCINNATI, OH with approximately $1 billion - $10 billion in assets under management. The firm provides financial planning, pension consulting, portfolio management for businesses and individuals, and other services. Wealthquest Corp. serves a variety of clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans.
Wealthquest Corp.

50 E-BUSINESS WAY

CINCINNATI, OH 45241

$1.79B

Assets Under Management

2

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

tax return prep

Tax return prep

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Bates’s Registration & Firm History

OH

11/29/2011 - Present

Wealthquest Corp. (CINCINNATI OH)

OH

12/06/2002 - 04/08/2010

FIFTH THIRD SECURITIES, INC. (WEST UNION OH)

Not sure if Mark A Bates is right for you?

Licenses & Designations

BOTH

Issued 11/03/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/18/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2003

Series 7 - General Securities Representative Examination

BC

Issued 12/05/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Mark A Bates.
Not sure if Mark A Bates is right for you?