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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marjorie? Claim Your ProfileMarjorie Lyall Heggie is a registered investment advisor with Morgan Stanley. Marjorie has been in the securities industry since December 14, 2003. Marjorie is registered in South Carolina and is an active investment advisor representative. Marjorie has Series 7, 9, 10, 63, and 65 licenses, as well as the SIE exam. In addition to her role at Morgan Stanley, Marjorie has held previous positions with LINCOLN FINANCIAL SECURITIES CORPORATION and CITIGROUP GLOBAL MARKETS INC. Marjorie is a dedicated professional with a deep understanding of the financial markets and a commitment to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
SC
04/23/2020 - Present
Morgan Stanley (Columbia SC)
SC
06/15/2009 - 12/31/2018
LINCOLN FINANCIAL SECURITIES CORPORATION (COLUMBIA SC)
SC
09/07/2000 - 06/29/2007
CITIGROUP GLOBAL MARKETS INC. (COLUMBIA SC)
IA
Issued 09/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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