Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marjorie? Claim Your ProfileMarjorie Denise Ellmo is a financial advisor registered with Wells Fargo Clearing Services, LLC in ST. LOUIS, MO. Marjorie Denise Ellmo has been in the industry since 1997. She has a broad range of experience, having previously worked at Wachovia Securities, LLC, First Union Brokerage Services, Inc., Wheat, First Securities, Inc., First Union Capital Markets Corp., Investment Distributors, Inc. and ProEquities, Inc. Marjorie Denise Ellmo holds several licenses including Series 7, Series 24, Series 27, Series 4, Series 9, Series 10, Series 12, Series 53, Series 63, Series 65 and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/22/2010 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
VA
10/01/2000 - 02/18/2009
WACHOVIA SECURITIES, LLC (RICHMOND VA)
NC
03/27/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
02/02/1998 - 03/24/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NC
05/14/1997 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
AL
12/15/1995 - 04/15/1997
INVESTMENT DISTRIBUTORS, INC. (BIRMINGHAM AL)
AL
05/01/1995 - 04/15/1997
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
Issued 11/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2007
Series 12 - NYSE Branch Manager Examination
BC
Issued 12/10/1996
Series 4 - Registered Options Principal Examination
BC
Issued 08/03/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/07/1995
Series 24 - General Securities Principal Examination
BC
Issued 04/25/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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