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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marjori? Claim Your ProfileMarjori S Brown is a financial advisor who has been in the industry since 2008 and is currently registered with Morgan Stanley. Marjori has experience working with individual clients as well as business and institutional clients. Marjori S Brown holds Series 7, Series 63, Series 66, and Series 99TO licenses. In addition to Morgan Stanley, Marjori has held previous roles at Wells Fargo Securities, LLC, Barings Securities LLC, and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
02/10/2025 - Present
Morgan Stanley (Charlotte NC)
NC
02/13/2023 - 02/14/2024
MORGAN STANLEY (Charlotte NC)
NC
09/18/2017 - 01/19/2022
BARINGS SECURITIES LLC (CHARLOTTE NC)
NC
03/12/2013 - 09/14/2017
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
10/13/2008 - 03/19/2013
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NY
04/11/1996 - 09/04/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 03/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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