Unclaimed
Marjerrie Nicole ceriales Vasquez is an active investment advisor representative. Marjerrie has been in the industry since April 19, 2016. Marjerrie is currently registered with Alliance-ONE Investments, LLC in Tulsa, OK. Marjerrie is also a registered representative of Alliance-ONE Investments, LLC. Marjerrie holds the SIE and Series 6 licenses and is also qualified to sell investment company products/variable contracts. Previously Marjerrie was registered with Riversource Distributors, Inc. in Minneapolis, MN from March 28, 2019 to December 18, 2023. Marjerrie was also registered with Ameriprise Financial Services, Inc. in Minneapolis, MN from November 25, 2014 to January 21, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
03/26/2024 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
MN
03/28/2019 - 12/18/2023
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
01/04/2016 - 02/06/2018
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
11/25/2014 - 01/21/2016
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 12/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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