Unclaimed
Marja Liisa Norris is a financial advisor with over 30 years of experience in the financial services industry. Marja is registered with UBS Financial Services Inc., a large broker-dealer firm headquartered in Weehawken, New Jersey. Marja has a broad range of experience, having worked at several firms over the course of her career. She is licensed to provide financial services in multiple states and holds several industry licenses, including the Series 7, Series 31, and Series 63. Marja has a passion for helping clients reach their financial goals. She has specialized expertise in a number of areas and works with a variety of clients, including individuals, families, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
01/24/1989 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
NA
02/15/1988 - 02/09/1989
SHEARSON LEHMAN HUTTON INC.
NA
10/20/1982 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 02/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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