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Mariuxi Batista

Pershing LLC

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About Mariuxi Batista

Mariuxi Batista is a financial professional with Pershing LLC. Mariuxi has been in the financial industry for over five years and has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Mariuxi was previously employed at J.P. Morgan Securities LLC.

Firm Information

Mariuxi Batista is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mariuxi Batista’s Registration & Firm History

FL

02/21/2024 - Present

Pershing LLC (Lake Mary FL)

NY

10/30/2017 - 08/09/2023

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mariuxi Batista.
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