Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maritza? Claim Your ProfileMaritza Rothstein is a financial advisor who has been in the industry since 1997. She is currently registered with Equitable Advisors, LLC and has been with the firm since 2011. Previously, Maritza was registered with AXA Advisors, LLC and AXA Distributors, LLC. Maritza specializes in providing financial planning, portfolio management, and pension consulting services. She is also a licensed Series 6 and Series SIE representative. Maritza is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/11/2013 - Present
Equitable Advisors, LLC (CHARLOTTE NC)
NY
06/22/2011 - 06/07/2013
AXA ADVISORS, LLC (NEW YORK NY)
NJ
06/30/2010 - 06/30/2011
AXA DISTRIBUTORS, LLC (SECAUCUS NJ)
NJ
09/04/1997 - 07/02/2010
AXA ADVISORS, LLC (SECAUCUS NJ)
NC
05/14/2007 - 02/19/2008
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
09/04/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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