Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maritza? Claim Your ProfileMaritza Richardson is a financial advisor with RBC Capital Markets, LLC. Maritza has been in the industry since 1997 and has experience working with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Maritza is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 39 states. Maritza holds the Series 7, Series 11, Series 63 and SIE licenses. Maritza is also registered with the state of California. Maritza has been with RBC Capital Markets, LLC since 2008. Prior to joining RBC Capital Markets, LLC, Maritza worked at Maxim Group LLC, Investec Ernst & Company, and GKN Securities Corp. Maritza offers a variety of investment services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/29/2008 - Present
RBC Capital Markets, LLC (EL SEGUNDO CA)
NY
10/23/2002 - 01/31/2008
MAXIM GROUP LLC (NEW YORK NY)
NY
08/17/2001 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
12/10/1996 - 01/02/2001
GKN SECURITIES CORP. (NEW YORK NY)
BC
Issued 01/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1996
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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