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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maritza? Claim Your ProfileMaritza Cardenas is an investment advisor representative with UBS Financial Services Inc. based in Coral Gables, FL. Maritza is licensed to provide investment advice in Florida and Texas. Maritza has been an active advisor for over 25 years, starting her career with First Union Brokerage Services, Inc. and then Wells Fargo Clearing Services, LLC before joining UBS Financial Services Inc. in August of 2022. Maritza holds licenses for Series 6, 7, 63, and 65 and her areas of expertise include a variety of securities and investment products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
08/29/2022 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
10/01/2000 - 11/03/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
NC
03/12/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 02/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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