Unclaimed
Marites Dulay Lariosa is a financial professional with over a decade of experience in the financial services industry. Marites is currently registered with Vanderbilt Securities, LLC in New York. Previously, Marites was associated with E*TRADE SECURITIES LLC in Makati City, Philippines. Marites holds several licenses including the Series 7, Series 24, and Series 63 examinations. Marites is dedicated to providing clients with personalized financial guidance and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2023 - Present
Vanderbilt Securities, LLC (WOODBURY NY)
NA
07/25/2011 - 10/08/2021
E*TRADE SECURITIES LLC (Makati City )
BC
Issued 07/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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