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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marissa? Claim Your ProfileMarissa Kay Williams is a financial advisor registered with Morgan Stanley. Marissa is also a Registered Investment Advisor (IA). Marissa has been in the securities industry since 2016. She has a Series 7, Series 63, and Series 65 licenses. Marissa provides asset allocation advice, financial planning, pension consulting, and educational seminars. She also provides portfolio management for individuals, businesses, and investment companies. Marissa's previous employers include NYLIFE Securities LLC, Northwestern Mutual Investment Services, LLC, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/08/2022 - Present
Morgan Stanley (San Francisco CA)
WA
08/03/2017 - 10/26/2022
NYLIFE SECURITIES LLC (BELLEVUE WA)
WA
06/28/2016 - 06/07/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BELLEVUE WA)
WA
12/22/2015 - 04/25/2016
AXA ADVISORS, LLC (BELLEVUE WA)
IA
Issued 04/08/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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