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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marissa? Claim Your ProfileMarissa K. Mullens is a financial advisor with Morgan Stanley in Dallas, TX. Marissa has been working in the financial services industry since 2003. She is registered with the state of Texas and is Series 7, Series 66, Series 31 and SIE licensed. Marissa has experience working with a variety of clients, including individuals, families, businesses, and institutions. She specializes in providing comprehensive financial planning services, including investment management, retirement planning, college savings, and estate planning. Marissa has held positions at other firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
01/22/2022 - Present
Morgan Stanley (Dallas TX)
TX
02/20/2008 - 05/29/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
09/04/2003 - 02/28/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUGARLAND TX)
NJ
11/20/2002 - 07/21/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/08/2000 - 11/20/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/22/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/06/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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