linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Marissa B Mitchell

Cetera Financial Specialists LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Marissa? Claim Your Profile

About Marissa B Mitchell

Marissa Mitchell is a financial professional with over 25 years of experience in the industry. Marissa has a wide range of experience in the financial services industry, including working with Cetera Financial Specialists LLC, Cetera Investment Services LLC, Cetera Advisors LLC, and Cetera Advisor Networks LLC. Marissa holds the Series 7, Series 55, Series 63, SIE, and Series 57TO licenses, as well as registrations in 53 states and the District of Columbia. Marissa is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Marissa Mitchell is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Marissa Mitchell’s Registration & Firm History

CA

08/25/2022 - Present

Cetera Financial Specialists LLC (SAN DIEGO CA)

CA

02/19/1997 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

10/06/2015 - 11/01/2017

GIRARD SECURITIES, INC. (SAN DIEGO CA)

CA

05/05/2005 - 06/13/2005

ROUND HILL SECURITIES, INC. (ALAMO CA)

CA

04/09/2002 - 01/12/2005

WESTERN SECURITIES CLEARING CORP. (SAN DIEGO CA)

Not sure if Marissa B Mitchell is right for you?

Licenses & Designations

BC

Issued 02/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/03/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marissa B Mitchell.
Not sure if Marissa B Mitchell is right for you?