Unclaimed
Marissa Anne Day is a financial advisor with Raymond James & Associates, Inc. in New York, NY. Marissa Day has been in the financial services industry since September 19, 2015. She is registered with the state of New Jersey and New York as a registered representative and investment advisor representative. Marissa Day has her Series 66, 9, 10, and 7 licenses. Marissa Day previously worked at RAYMOND JAMES FINANCIAL SERVICES, INC. in ST PETERSBURG, FL and RAYMOND JAMES & ASSOCIATES, INC. in ST. PETERSBURG, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
FL
03/14/2017 - 10/12/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
08/22/2015 - 02/21/2017
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 05/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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