Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marisa? Claim Your ProfileMarisa Main is a financial advisor with over 20 years of experience in the financial services industry. Marisa currently works with Principal Securities, Inc. Marisa's previous employers include ING Financial Advisers, LLC and Princor Financial Services Corporation. She holds the Series 7, Series 26, Series 63, and Series 66 licenses and is registered in multiple states. Marisa specializes in providing financial advice to individuals, high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
06/23/2010 - Present
Principal Securities, Inc. (DES MOINES IA)
CT
07/06/2004 - 12/02/2005
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
IA
03/26/2002 - 06/14/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 05/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Marisa Main is the right advisor for you? Invested Better is here to help.
