linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Marisa Richael Bozovic

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Marisa? Claim Your Profile

About Marisa Richael Bozovic

Marisa Richael Bozovic is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Marisa has been in the financial services industry since July 2008. Marisa holds Series 6, 7, 63, and 65 licenses and has been registered with FINRA since September 2013. In addition to her Series licenses, Marisa also holds the SIE. Marisa is registered in 22 states and the District of Columbia. Marisa is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC in the state of Illinois. Marisa is licensed to sell insurance through Northwestern Mutual Life Insurance Company. Marisa may also earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Marisa Bozovic is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Marisa Bozovic’s Registration & Firm History

FL

09/09/2013 - Present

Northwestern Mutual Investment Services, LLC (Naples FL)

Not sure if Marisa Richael Bozovic is right for you?

Licenses & Designations

IA

Issued 09/07/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/29/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2016

Series 7 - General Securities Representative Examination

BC

Issued 07/06/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marisa Richael Bozovic.
Not sure if Marisa Richael Bozovic is right for you?