Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marisa? Claim Your ProfileMarisa Andrea Margarites is a registered investment advisor with Raymond James Financial Services Advisors, INC. Marisa has been in the financial services industry since December 1987, and holds the Series 63, Series 7 and Series 65 licenses. Prior to joining Raymond James, Marisa was employed at Morgan Stanley, Citigroup Global Markets, Inc., Barclays Capital Inc., Lehman Brothers Inc., PaineWebber Incorporated and Smith Barney, Harris Upham & Co., Incorporated. Marisa provides financial planning, portfolio management for businesses and individuals, selection of other advisors, educational seminars and hourly and fixed-rate consultations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NJ
12/20/2018 - Present
Raymond James Financial Services Advisors, Inc. (MANASQUAN NJ)
NY
06/01/2009 - 02/09/2016
MORGAN STANLEY (NEW YORK NY)
NY
12/05/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/2008 - 12/19/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/26/1991 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
07/18/1989 - 09/20/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/29/1987 - 12/16/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 12/4/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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