Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marisa? Claim Your ProfileMarisa Maher is a financial professional with over 28 years of experience in the industry. Marisa is currently registered with Vanderbilt Securities, LLC and holds a Series 7, Series 24, Series 63, Series 79TO, and Series 99TO. Marisa has previously been registered with Westport Capital Markets, LLC, Smith Barney Inc., and Lehman Brothers Inc. Marisa is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/20/2021 - Present
Vanderbilt Securities, LLC (WESTPORT CT)
CT
10/18/2000 - 06/10/2021
WESTPORT CAPITAL MARKETS, LLC (WESTPORT CT)
CT
11/08/1996 - 05/18/1999
WESTPORT CAPITAL MARKETS, LLC (WESTPORT CT)
NY
07/31/1993 - 12/02/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/15/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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