Unclaimed
Marisa Lynn Cornell is a registered representative with Fidelity Brokerage Services LLC. Marisa is a licensed securities professional with experience in the financial services industry. Marisa has passed several industry exams, including the Series 63, Series 9, Series 10, and Series 4. Marisa is registered with the Financial Industry Regulatory Authority (FINRA) as well as with all fifty states. Marisa has been in the financial services industry since April 4, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/05/2019 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 04/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/24/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2021
Series 4 - Registered Options Principal Examination
BC
Issued 04/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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