Unclaimed
Marisa Liliam Hernandez is a registered representative with Amg Distributors, Inc., located in Stamford, Connecticut. Marisa has been in the securities industry since September 5, 2004 and holds the Series 7, Series 63, Series 87, and SIE licenses. Previously, Marisa was a registered representative with SidotI & Company, LLC, Neuberger Berman BD LLC, UBS Securities LLC and UBS Warburg LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/07/2023 - Present
AMG Distributors, Inc. (STAMFORD CT)
NY
03/01/2021 - 05/03/2022
SIDOTI & COMPANY, LLC (NEW YORK NY)
NY
07/31/2006 - 03/19/2019
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
12/04/2003 - 08/15/2006
UBS SECURITIES LLC (NEW YORK NY)
NY
01/22/2001 - 06/04/2003
UBS WARBURG LLC (NEW YORK NY)
BC
Issued 01/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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