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Marisa Elizabeth Allard

National Financial Services LLC

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About Marisa Elizabeth Allard

Marisa Elizabeth Allard is a financial advisor with over 15 years of experience in the industry. She is currently registered with National Financial Services LLC. In the past, Marisa has also worked with firms such as Eaton Vance Distributors, Inc., Santander Securities LLC, Columbia Management Investment Distributors, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and VeraVest Investments, Inc. Marisa holds the Series 6, 7, 63 and SIE licenses.

Firm Information

Marisa Allard is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marisa Allard’s Registration & Firm History

RI

08/23/2022 - Present

National Financial Services LLC (SMITHFIELD RI)

MA

06/27/2019 - 06/14/2022

EATON VANCE DISTRIBUTORS, INC. (MARLBOROUGH MA)

MA

09/18/2013 - 01/12/2015

SANTANDER SECURITIES LLC (SHREWSBURY MA)

MA

09/21/2011 - 08/07/2012

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

RI

06/01/2009 - 09/09/2010

MORGAN STANLEY SMITH BARNEY (PROVIDENCE RI)

RI

09/08/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)

RI

08/14/2007 - 09/15/2008

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

MA

01/18/2006 - 05/02/2006

VERAVEST INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

BC

Issued 11/04/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/13/2007

Series 7 - General Securities Representative Examination

BC

Issued 01/17/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marisa Elizabeth Allard.
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