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Marisa Catherine Lake

J.p. Morgan Securities LLC

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About Marisa Catherine Lake

Marisa Catherine Lake is an investment professional with over 5 years of experience in the securities industry. Marisa currently works for J.p. Morgan Securities LLC, where she has been employed since July 2021. Prior to this role, Marisa worked for FIFTH THIRD SECURITIES, INC. Marisa has a Series 63, Series 79, and SIE license. Marisa is registered to offer securities in 51 states, District of Columbia, and is also registered with FINRA. Marisa specializes in providing investment advice for a broad range of clients including Individuals, High Net Worth Individuals, Pension and Profit Sharing Plans, Corporations or Other Businesses and Charitable Organizations.

Firm Information

Marisa Lake is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Marisa Lake’s Registration & Firm History

CA

07/26/2021 - Present

J.p. Morgan Securities LLC (LOS ANGELES CA)

CA

08/24/2018 - 06/16/2021

FIFTH THIRD SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 12/18/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marisa Catherine Lake.
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