Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marisa? Claim Your ProfileMarisa Griggs is a financial advisor with over 20 years of experience in the industry. Marisa is a Certified Financial Planner and Chartered Financial Consultant who is licensed to provide financial advice in 51 states. Marisa is currently registered with Stifel, Nicolaus & Company, Inc. and has been with them since May 2023. Before joining Stifel, Nicolaus & Company, Inc. Marisa worked at Wells Fargo Clearing Services, LLC and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
05/02/2023 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
01/30/2018 - 05/11/2023
WELLS FARGO CLEARING SERVICES, LLC (FRONTENAC MO)
MO
06/11/2009 - 01/23/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHESTERFIELD MO)
MO
01/01/2008 - 10/16/2008
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
07/10/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 03/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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