linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Marisa Alayne Garcia

Cetera Advisor Networks LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Marisa? Claim Your Profile

About Marisa Alayne Garcia

Marisa Alayne Garcia is a financial professional with over 25 years of experience in the financial services industry. Marisa is currently registered with Cetera Advisor Networks LLC. Previously, Marisa has been registered with several firms including Vanderbilt Securities, LLC, Morgan Stanley and Citigroup Global Markets Inc. Marisa is a Series 7 and Series 63 licensed professional.

Firm Information

Marisa Garcia is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Marisa Garcia’s Registration & Firm History

NY

12/15/2023 - Present

Cetera Advisor Networks LLC (WOODBURY NY)

NY

03/23/2023 - 05/10/2023

VANDERBILT SECURITIES, LLC (WOODBURY NY)

NY

09/09/2020 - 02/10/2023

CETERA ADVISOR NETWORKS LLC (MELVILLE NY)

NY

06/01/2009 - 02/13/2018

MORGAN STANLEY (NEW YORK NY)

NY

03/09/2005 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/10/2004 - 03/02/2005

AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)

NY

07/24/1995 - 05/29/2003

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

02/09/1995 - 03/10/1995

A. R. BARON & CO., INC. (NEW YORK NY)

NY

07/31/1993 - 02/02/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

05/05/1993 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

03/04/1993 - 04/14/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

07/31/1992 - 01/29/1993

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

Not sure if Marisa Alayne Garcia is right for you?

Licenses & Designations

BC

Issued 01/25/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marisa Alayne Garcia.
Not sure if Marisa Alayne Garcia is right for you?