Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marion? Claim Your ProfileMarion Baker is an investment advisor representative with Hightower Advisors, LLC. Marion has been in the industry since 1993 and has a diverse range of experience in the financial services industry. Marion holds a variety of licenses and certifications, including Series 3, 7, 9, 10, 63, and 65. Marion is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). In addition to being an investment advisor representative at Hightower Advisors, LLC, Marion also has experience in real estate. Marion is committed to providing clients with comprehensive financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CO
01/29/2025 - Present
Hightower Advisors, LLC (Colorado Springs CO)
CO
03/04/2009 - 05/02/2017
UBS FINANCIAL SERVICES INC. (COLORADO SPRINGS CO)
AZ
09/12/1997 - 03/26/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NY
04/06/1993 - 09/18/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/07/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2004
Series 3 - National Commodity Futures Examination
BC
Issued 04/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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