Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marion? Claim Your ProfileMarion Rogers Metzbower has been in the financial services industry since July 1994. Marion is currently registered with Morgan Stanley and is licensed to provide financial advice in Colorado, North Carolina, and Texas. Marion has a long and varied career in the industry, having previously worked at several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, PIMCO Investments LLC, Allianz Global Investors Distributors LLC, Nuveen Investments, LLC and Rittenhouse Financial Securities, Inc. Marion is committed to helping clients achieve their financial goals and offers a range of services, including financial planning, portfolio management, and asset allocation advice. Marion is a strong advocate for clients' interests and strives to build long-term relationships with them.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
09/22/2023 - Present
Morgan Stanley (Greenwood Village CO)
NC
10/02/2019 - 10/09/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
NY
02/14/2011 - 04/11/2017
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
01/10/2011 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
PA
01/01/1998 - 12/16/2010
NUVEEN INVESTMENTS, LLC (RADNOR PA)
PA
04/12/1994 - 11/04/1997
RITTENHOUSE FINANCIAL SECURITIES, INC. (RADNOR PA)
PA
01/06/1992 - 12/31/1992
RITTENHOUSE FINANCIAL SECURITIES, INC. (RADNOR PA)
BOTH
Issued 11/06/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/02/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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