Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Zambrano is a financial advisor at Wells Fargo Clearing Services, LLC, in Garden City, NY. Mario has been working in the financial industry since December 8, 2000. Mario is registered with the state of New Jersey as a Registered Representative and has been registered with the state of New York since July 22, 2021. Mario has also been registered with the state of Texas since September 21, 2016. Mario has held previous positions at Morgan Stanley and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/21/2016 - Present
Wells Fargo Clearing Services, LLC (GARDEN CITY NY)
NY
04/13/2016 - 09/30/2016
MORGAN STANLEY (NEW YORK NY)
NY
08/16/2010 - 04/13/2016
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
08/05/1999 - 02/07/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/14/1999 - 10/01/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
06/03/1997 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BOTH
Issued 01/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/14/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 05/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mario Zambrano is the right advisor for you? Invested Better is here to help.
