Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Leite is a financial advisor with Maxim Group LLC, based in Miami Beach, Florida. Mario has been in the securities industry since June 27, 2012. Mario is a Series 7, 79, 63, and SIE licensed financial advisor, and is registered with FINRA and the states of Florida and New York. Prior to joining Maxim Group LLC, Mario was an advisor with M Vest LLC, B. Riley FBR, Inc., RBC Capital Markets, LLC, RBC Capital Markets Corporation, and Needham & Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/08/2019 - Present
Maxim Group LLC (Miami Beach FL)
NY
05/13/2020 - 10/15/2021
M VEST LLC (NEW YORK NY)
NY
01/02/2018 - 01/30/2019
B. RILEY FBR, INC. (NEW YORK NY)
NY
02/29/2008 - 08/30/2011
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/12/2006 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
02/24/2006 - 07/05/2006
NEEDHAM & COMPANY, LLC (NEW YORK NY)
BC
Issued 01/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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