Unclaimed
Mario Vincent Sicari is a financial advisor currently registered with Cetera Investment Advisers LLC, based in Rochelle Park, NJ. Mario Sicari has been in the financial industry since June 24, 1993. Mario is a Registered Representative and Investment Advisor Representative and has held various positions in the industry including Financial Consultant. Mario Sicari has 2 state exams, 3 product exams, and 1 principal exam. Mario holds various licenses and registrations including Series 7, Series 63, Series 66, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/23/2021 - Present
Cetera Investment Advisers LLC (ROCHELLE PARK NJ)
NJ
06/25/1993 - 10/24/2005
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
BOTH
Issued 8/2/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/8/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/3/1998
Series 7 - General Securities Representative Examination
BC
Issued 6/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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