Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Valverde rojo is a registered representative with Blackrock Investments, LLC. Mario has been in the financial services industry since 2013 and has experience with several firms including State Street Global Advisors Funds Distributors, LLC, Nuveen Securities, LLC, OppenheimerFunds Distributor, Inc., and HRC Fund Associates, LLC. Mario has a Series 63, Series 24, SIE and Series 7. Mario is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/05/2022 - Present
Blackrock Investments, LLC (SANTA MONICA CA)
MA
11/11/2021 - 05/09/2022
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
CA
08/19/2014 - 10/27/2021
NUVEEN SECURITIES, LLC (LOS ANGELES CA)
NY
04/10/2013 - 08/06/2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
10/12/2012 - 03/13/2013
HRC FUND ASSOCIATES, LLC (NEW YORK NY)
BC
Issued 03/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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