Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Farmakis has been in the financial services industry since November 14, 2006. Currently, Mario is registered with Equitable Distributors, LLC in Charlotte, NC. Mario is also registered in 7 states. Mario holds the Series 7 and Series 63 licenses and the SIE exam. Prior to joining Equitable Distributors, LLC, Mario worked at CHASE INVESTMENT SERVICES CORP. and DAVID LERNER ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/28/2010 - Present
Equitable Distributors, LLC (Charlotte NC)
NJ
10/17/2007 - 06/03/2010
CHASE INVESTMENT SERVICES CORP. (UPPER MONTCLAIR NJ)
NJ
08/09/2006 - 07/10/2007
DAVID LERNER ASSOCIATES, INC. (PRINCETON NJ)
BC
Issued 08/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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