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Mario P Venditti

Marex Capital Markets Inc.

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About Mario P Venditti

Mario Venditti is a securities professional with over 20 years of experience in the financial services industry. Mario is currently registered with Marex Capital Markets Inc. Mario's previous roles include positions at Maple Securities U.S.A. Inc. and Banc of America Securities LLC. Mario holds the Series 7, Series 24, and Series 63 licenses, as well as the SIE exam. Mario is registered to provide securities related services in 11 states.

Firm Information

Mario Venditti is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mario Venditti’s Registration & Firm History

NY

03/06/2017 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NJ

02/28/2007 - 08/11/2016

MAPLE SECURITIES U.S.A. INC. (JERSEY CITY NJ)

NY

09/12/2000 - 06/06/2005

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/06/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mario P Venditti.
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