Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Pantaleo is an investment advisor representative with UBS Financial Services Inc. Mario has been in the industry since January 10, 1990, and has a wealth of experience in the financial services industry. Mario has worked for a number of prominent firms, including Oppenheimer & Co. Inc., CIBC World Markets Corp., and G Equity Investment Group LTD. Mario holds a number of licenses and certifications, including Series 7, Series 63, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
12/19/2016 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
07/16/2016 - 11/09/2016
PURSHE KAPLAN STERLING INVESTMENTS (Chicago IL)
IL
10/25/2013 - 06/20/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
01/03/2003 - 06/17/2013
OPPENHEIMER & CO. INC. (CHICAGO IL)
NY
02/20/1996 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
GA
12/13/1994 - 03/01/1996
G EQUITY INVESTMENT GROUP LTD. (ATLANTA GA)
NY
05/23/1989 - 11/02/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 08/03/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mario Pantaleo is the right advisor for you? Invested Better is here to help.
