Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Moretto is a financial professional with over 25 years of experience in the industry. Mario is currently registered with American Capital Partners, LLC, and holds Series 6, 7, 24, 63, 99TO, and SIE licenses. Mario has a proven track record of providing investment advice and financial planning services to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/04/2016 - Present
American Capital Partners, LLC (HAUPPAUGE NY)
NY
08/03/2011 - 01/22/2016
STEELPOINT SECURITIES, LLC (GREAT NECK NY)
NY
02/22/2002 - 09/30/2011
WBB SECURITIES, LLC (GREAT NECK NY)
CA
08/10/2001 - 02/22/2002
PACIFIC AMERICAN SECURITIES, LLC (SAN DIEGO CA)
CA
07/24/1997 - 08/30/2001
VANGUARD CAPITAL (DEL MAR CA)
OK
07/15/1997 - 07/25/1997
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
BC
Issued 06/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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