Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Matthew Girone is an investment professional with over 24 years of experience in the financial industry. Mario is currently a registered representative and investment advisor representative for Citigroup Global Markets Inc. Mario has previously been registered with HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., Assent LLC, Andover Brokerage, L.L.C., Briarwood Investment Counsel, and Maidstone Financial, Inc. Mario holds multiple licenses and designations, including the Series 7, 9, 10, 24, 55, 62, 63, and 65. Mario also holds the SIE certification. Mario provides financial and investment advice to high-net-worth individuals, corporations, and other business entities, charitable organizations, pension and profit-sharing plans, and state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
08/17/2021 - Present
Citigroup Global Markets Inc. (Fort Lee NJ)
NY
01/01/2005 - 10/07/2014
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
12/03/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IL
02/24/2004 - 11/30/2004
ASSENT LLC (BOLINGBROOK IL)
NY
09/02/1998 - 10/07/2002
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
11/21/1997 - 08/19/1998
BRIARWOOD INVESTMENT COUNSEL (NEW YORK NY)
NY
03/20/1997 - 11/21/1997
MAIDSTONE FINANCIAL, INC. (NEW YORK NY)
IA
Issued 3/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/8/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/3/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/10/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 9/29/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 1/31/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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MIAX Emerald, LLC
M
MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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