Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Matthew Girone is a financial professional who has been active in the industry since 1998. Mario currently works at Citigroup Global Markets Inc., where Mario provides asset allocation advice, financial planning, and portfolio management services for individuals, businesses, and institutional clients. Mario holds various licenses and designations, including Series 7, 62, 55, 63, 65, 10, 9, and 24. Prior to joining Citigroup Global Markets Inc. in 2014, Mario worked at HSBC Securities (USA) Inc. from 2005 to 2014 and HSBC Brokerage (USA) Inc. in 2004. Mario has a long and varied experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
01/01/2005 - 10/07/2014
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
12/03/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IL
02/24/2004 - 11/30/2004
ASSENT LLC (BOLINGBROOK IL)
NY
09/02/1998 - 10/07/2002
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
11/21/1997 - 08/19/1998
BRIARWOOD INVESTMENT COUNSEL (NEW YORK NY)
NY
03/20/1997 - 11/21/1997
MAIDSTONE FINANCIAL, INC. (NEW YORK NY)
IA
Issued 03/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/10/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/31/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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