Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Lukin has been in the securities industry since May 11, 2001. Mario is currently registered with ADP Broker-Dealer, Inc. in Florham Park, NJ. Mario has been registered with the firm since March 6, 2006. Prior to joining ADP Broker-Dealer, Inc., Mario was registered with AllianceBernstein Investment Research and Management, Inc. from April 2, 2001 to January 24, 2006. Mario is licensed to sell securities in 51 states. Mario holds the Series 6, Series 26 and Series 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/06/2006 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
TN
04/02/2001 - 01/24/2006
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
BC
Issued 04/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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