Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Pauw is an investment advisor representative who has been in the financial services industry since 1998. He is currently registered with Cetera Investment Advisers LLC in Houston, Texas. Mario has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. He offers a range of financial services, including financial planning, portfolio management, and educational seminars. Mario has also worked with a variety of firms throughout his career, including Investors Capital Corp., AIG Financial Advisors, Inc., American General Securities Incorporated, Stockcross Financial Services, Inc., FISERV Investor Services, Inc., CCO Investment Services Corp., Webster Investment Services, Inc., and RAS Securities Corp.
HOUSTON, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/21/2024 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
09/15/2009 - 10/03/2016
INVESTORS CAPITAL CORP. (EL PASO TX)
AZ
04/21/2008 - 11/04/2008
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
01/11/2006 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
CA
11/16/2005 - 01/03/2006
STOCKCROSS FINANCIAL SERVICES, INC. (BEVERLY HILLS CA)
TX
04/19/2000 - 11/16/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
RI
04/26/2002 - 02/11/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
CT
05/30/2002 - 06/10/2002
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
NY
08/23/1995 - 05/29/1998
RAS SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 3/6/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 1/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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