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Mario Joseph Perricone

Mufg Securities Americas Inc.

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About Mario Joseph Perricone

Mario Perricone is a registered representative associated with Mufg Securities Americas Inc. Mario has been active in the securities industry since October 24, 2021. Mario Perricone holds the Series 79TO, Series 63 and SIE licenses. Mario Perricone is currently registered in the state of New York.

Firm Information

Mario Perricone is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mario Perricone’s Registration & Firm History

NY

10/25/2021 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/13/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/28/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mario Joseph Perricone.
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