Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Kustera is an investment advisor representative with Oppenheimer & Co. Inc. Mario has over 28 years of experience in the securities industry. Previously, Mario has worked with MORGAN STANLEY, WELLS FARGO ADVISORS, LLC, MERLIN SECURITIES, LLC, STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED, NYPPE LLC, COMMONWEALTH ASSOCIATES, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and FIRST ALBANY CORPORATION. Mario holds a Series 66, Series 63, Series 53, Series 4, Series 27, Series 14, Series 10, Series 9, Series 24, Series 52TO, Series 99TO, SIE, Series 3, Series 55 and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/25/2015 - 02/08/2018
MORGAN STANLEY (NEW YORK NY)
NY
02/21/2012 - 06/08/2015
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
05/21/2008 - 07/07/2011
MERLIN SECURITIES, LLC (NEW YORK NY)
NY
10/22/2001 - 07/13/2007
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED (NEW YORK NY)
MI
02/02/2001 - 10/22/2001
NYPPE LLC (LANSING MI)
NY
05/18/1999 - 02/01/2001
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
05/20/1993 - 04/14/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/02/1993 - 03/11/1993
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
03/16/1992 - 03/02/1993
FIRST ALBANY CORPORATION (NEW YORK NY)
BOTH
Issued 07/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/20/2005
Series 4 - Registered Options Principal Examination
BC
Issued 04/11/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/08/2005
Series 14 - Compliance Officer Examination
BC
Issued 12/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2015
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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