Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Joaquin Torres is a financial advisor with LPL Financial LLC. Mario has been in the financial industry since 2015 and has registrations in 13 states. Prior to joining LPL Financial, Mario worked at VOYA FINANCIAL ADVISORS, INC. in Albuquerque, NM. Mario holds the Series 6, Series 63, Series 65 and SIE licenses. Mario provides financial planning and investment advisory services to individuals, businesses, corporations, high net worth individuals, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NM
11/02/2022 - Present
LPL Financial LLC (ALBUQUERQUE NM)
NM
07/23/2015 - 11/03/2022
VOYA FINANCIAL ADVISORS, INC. (ALBUQUERQUE NM)
IA
Issued 07/18/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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