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Mario Ivan Martinez

Nylife Securities LLC

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About Mario Ivan Martinez

Mario Martinez is a financial professional with over 4 years of experience in the financial services industry. Mario is currently registered with Nylife Securities LLC and is licensed in Texas. Mario previously held positions with PRUCO SECURITIES, LLC. and SIGNATOR INVESTORS, INC.. Mario holds Series 7, Series 66 and SIE licenses.

Firm Information

Mario Martinez is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mario Martinez’s Registration & Firm History

TX

12/24/2020 - Present

Nylife Securities LLC (DALLAS TX)

TX

03/04/2020 - 10/27/2020

PRUCO SECURITIES, LLC. (Plano TX)

CA

11/15/2016 - 12/18/2017

SIGNATOR INVESTORS, INC. (GOLD RIVER CA)

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Licenses & Designations

BOTH

Issued 12/22/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/18/2017

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mario Ivan Martinez. Review regulatory record here.
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