Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Gonzalez is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Mario has been in the industry since 2018. Mario has worked at several different firms, including Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Morgan Stanley, and TD Ameritrade, Inc.. Mario currently holds registrations in Arkansas, California, Colorado, Florida, Louisiana, New Mexico, Oklahoma, and Texas. Mario holds licenses for Series 66, Series 7TO, and SIE. Mario specializes in providing financial advice for individuals and businesses. Mario is also a registered investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/12/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
05/04/2022 - 05/01/2023
CITIGROUP GLOBAL MARKETS INC. (Irving, TX)
TX
12/16/2020 - 04/05/2022
J.P. MORGAN SECURITIES LLC (Plano TX)
TX
05/28/2020 - 11/25/2020
MORGAN STANLEY (DALLAS TX)
TX
11/01/2018 - 04/14/2020
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 11/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/08/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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