Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Haroldo Robles balderrama is a financial professional with over a decade of experience in the securities industry. Mario is currently registered with Hsbc Securities (usa) Inc., where they specialize in providing investment advice and asset management services. Before joining Hsbc Securities (usa) Inc., Mario held positions at several prominent financial institutions, including CIBC WORLD MARKETS CORP., NOMURA SECURITIES INTERNATIONAL, INC., COMMERZ MARKETS LLC, CREDIT AGRICOLE SECURITIES (USA) INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and J.P. MORGAN SECURITIES INC. Mario holds a broad range of licenses, including Series 7, Series 24, and Series 63. Mario's expertise and experience make them a valuable resource for investors seeking professional financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NY
06/21/2019 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
08/01/2017 - 05/02/2019
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/26/2015 - 08/07/2017
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/16/2012 - 08/11/2015
COMMERZ MARKETS LLC (NEW YORK NY)
NY
07/22/2011 - 07/16/2012
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
05/11/2004 - 06/02/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/08/2003 - 04/28/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 08/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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NYSE American LLC
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NYSE Arca, Inc.
N
Nasdaq BX, Inc.
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Nasdaq ISE, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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