Unclaimed
Mario Ayala is a financial advisor at Edward Jones. Mario has been in the financial services industry since 2008. Mario is registered with the state of Texas as an Investment Advisor Representative. Mario's firm, Edward Jones, is a well-known and reputable financial services company with a strong focus on providing personalized investment advice and financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
12/15/2017 - Present
Edward Jones (MESQUITE TX)
TX
01/08/2018 - 01/08/2018
BB&T SECURITIES, LLC (IRVING TX)
TX
12/07/2015 - 12/15/2017
BB&T INVESTMENT SERVICES, INC. (COLLEYVILLE TX)
TX
02/01/2013 - 11/27/2015
EDWARD JONES (COPPELL TX)
TX
10/01/2012 - 02/05/2013
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
TX
10/16/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (HIGHLAND PARK TX)
BOTH
Issued 04/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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