Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Contreras is a financial advisor with LPL Financial LLC in San Diego, CA. Mario has been in the financial services industry since 1998 and is registered to provide investment advice in California. Mario has held previous positions with Sagepoint Financial, Inc., Charles Schwab & Co., Inc., Portfolio Brokerage Services, Inc., J.P. Morgan Securities Inc., and Banc One Securities Corporation. Mario has a wide range of experience and expertise in providing financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/30/2015 - Present
LPL Financial LLC (SAN DIEGO CA)
AZ
06/26/2014 - 06/18/2015
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
AZ
06/20/2008 - 09/24/2013
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
IL
07/30/2007 - 09/12/2007
PORTFOLIO BROKERAGE SERVICES, INC. (CHICAGO IL)
CO
07/01/2006 - 10/16/2006
J.P. MORGAN SECURITIES INC. (DENVER CO)
CO
04/09/1998 - 07/01/2006
BANC ONE SECURITIES CORPORATION (DENVER CO)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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