Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Encarnacion is a financial advisor who has been in the industry for over 10 years. Mario currently works at Merrill Lynch, Pierce, Fenner & Smith Inc. Mario previously worked at J.P. Morgan Securities LLC. Mario specializes in providing investment advice to individuals, corporations, and charitable organizations. Mario offers a wide range of services, including portfolio management, financial planning, and pension consulting. Mario is registered with the Securities and Exchange Commission and holds the Series 7, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
08/15/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTH PROVIDENCE RI)
RI
11/12/2021 - 11/02/2022
J.P. MORGAN SECURITIES LLC (Providence RI)
BOTH
Issued 06/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/12/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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