Unclaimed
Mario Diamantopulos is a securities professional with over 30 years of experience in the financial services industry. Mario is currently registered with Jonestrading. Mario's previous experience includes a position with LYNCH, JONES & RYAN, INC.. Mario holds a Series 7, Series 24, Series 55, Series 57TO, and Series 63 license. Mario has been actively registered with FINRA since December 10, 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/10/2004 - Present
Jonestrading (Lake Mary FL)
NY
01/19/1988 - 04/07/1999
LYNCH, JONES & RYAN, INC. (NEW YORK NY)
BC
Issued 02/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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