Unclaimed
Mario Derrick Patton is a financial advisor who has been active in the financial industry since October 28, 2020. Mario Derrick Patton is currently registered with Alight Financial Solutions, LLC and is licensed in all 50 states. Mario Derrick Patton holds the Series 63, Series 6TO and SIE licenses. Before joining Alight Financial Solutions, LLC, Mario Derrick Patton was employed by J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/19/2022 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
MI
11/16/2019 - 10/05/2021
J.P. MORGAN SECURITIES LLC (WALLED LAKE MI)
BC
Issued 10/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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