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Mario Derrick Patton

Alight Financial Solutions, LLC

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About Mario Derrick Patton

Mario Derrick Patton is a financial advisor who has been active in the financial industry since October 28, 2020. Mario Derrick Patton is currently registered with Alight Financial Solutions, LLC and is licensed in all 50 states. Mario Derrick Patton holds the Series 63, Series 6TO and SIE licenses. Before joining Alight Financial Solutions, LLC, Mario Derrick Patton was employed by J.P. MORGAN SECURITIES LLC.

Firm Information

Mario Patton is currently registered with Alight Financial Solutions, LLC. Alight Financial Solutions, LLC is a Limited Liability Company formed in April 1994. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mario Patton’s Registration & Firm History

NC

09/19/2022 - Present

Alight Financial Solutions, LLC (CHARLOTTE NC)

MI

11/16/2019 - 10/05/2021

J.P. MORGAN SECURITIES LLC (WALLED LAKE MI)

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Licenses & Designations

BC

Issued 10/23/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/18/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mario Derrick Patton.
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